SkyWater Technology, Inc

8-K 1 skyt-20260616x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________ FORM 8-K ___________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2026 ___________________________ SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) ___________________________ Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 2401 East 86th Street Bloomington, Minnesota 55425 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (952) 851-5200 ___________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Exchange Act: Title of Each Class Trading Symbol Name of Each Exchange on Which Registered Common stock, par value $0.01 per share SKYT The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company x If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Item 5.07 Submission of Matters to a Vote of Security Holders. SkyWater Technology, Inc. (the “Company”) held its annual meeting of stockholders on June 10, 2026 (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted on two matters as follows: Election of Nine Directors to Hold Office Until the Company’s 2027 Annual Meeting of Stockholders The Company’s stockholders elected nine directors to serve until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified by the following votes: Name Votes For Votes Withheld Broker Non-Votes Timothy E. Baxter 28,070,754 2,324,562 8,477,863 Edward M. Daly 29,993,959 401,357 8,477,863 Nancy Fares 29,962,582 432,734 8,477,863 Dennis J. Goetz 17,997,261 12,398,055 8,477,863 Joseph J. Humke 24,674,695 5,720,621 8,477,863 Andrew D. C. LaFrence 28,334,349 2,060,967 8,477,863 Tammy J. Miller 28,228,743 2,166,573 8,477,863 Thomas Sonderman 30,097,653 297,663 8,477,863 Loren A. Unterseher 30,082,040 313,276 8,477,863 Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal 2026 The Company’s stockholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal 2026 by the following votes: Votes For Votes Against Abstain 38,561,892 94,418 216,869 Item 9.01 Financial Statements and Exhibits. (d) Exhibits. The following documents are filed as exhibits to this report: Exhibit No. Description 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SkyWater Technology, Inc. Date: June 16, 2026 /s/ Thomas J. Sonderman Name: Thomas J. Sonderman Title: Chief Executive Officer